Is your AI tool quietly putting client trust at risk?

The Compliance Gap

Most consultants have adopted at least one AI tool in the last two years, or unaware they are using software that has added AI features. Yet almost no one has verified what these systems do with sensitive client data, creating an immediate regulatory and contractual liability.

Below are the 4 top reasons why you can no longer turn a blind eye..."Ignorantia juris non excusat"...or in English, "ignorance of the law is no excuse".

No Size Exemption

Unchecked Tools

Broken Promises

Regulatory Focus

Regulators are actively auditing AI usage. Solo practices and boutique firms are held to the exact same security standards as global agencies.

ChatGPT, transcription bots, and CRM assistants process client data daily without formal privacy audits or security reviews.

Your actual daily software habits no longer match the strict data-handling and confidentiality clauses written in your legacy client contracts.

AI compliance is now a named regulatory priority. Ignorance of how your tools train their models is no longer a viable legal defense.

What is the AI Client Data Risk Check?

Map It

a man and a woman sitting at a table looking at a laptop

Every place client data lives, every AI tool touching it, plus your existing contractual and insurance obligations.

two men sitting at a table with papers and a pen

Score It

Your top risks, ranked by likelihood and impact, in plain language, not techno-babble.

A written, prioritised roadmap plus ready-to-use templates you can start on immediately.

Fix It

3 sessions, 1 hour each, over about two weeks, fully remote.

You receive a written report and templates, not just a conversation you half-remember.

Secure Your Work

THE DELIVERABLES

What you receive in your Risk Check

A comprehensive, plain-English assessment designed specifically for independent advisors. We analyze your tools, expose hidden liabilities, and hand you a concrete roadmap to protect client trust.